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The Perpendicular-Axis Theorem and Bodies with Holes

14 min read3 ideas6 checks3 figures to playBy Asheshanand Acharya
What you will learn 0 / 3
Perpendicular axis theorem
Maths you need
Look around
Spinning a thali two ways

After a wedding lunch, a boy balances a steel thali on one finger and sets it spinning flat, like a record. His sister holds another thali by two opposite points of its rim and makes it flip over and over, like a tossed coin. Both plates are the same. Which way is easier to spin, and by how much?

you will find that flipping a plate about a diameter takes exactly half the moment of inertia of spinning it flat.

Flat bodies and three axes

A lamina is a flat body whose thickness is negligible: a thin plate, a cardboard cut-out, a flat ring of wire. Put it in the x-y plane. Draw two perpendicular axes, x and y, in the plane of the lamina. Draw a third, z, through their meeting point and perpendicular to the lamina.

Every particle of the lamina lies in the plane, at \((x, y, 0)\). Its distance from the x axis is \(|y|\), from the y axis \(|x|\), and from the z axis \(\sqrt{x^2 + y^2}\). The squares of these distances are linked in the simplest possible way, and so are the three moments of inertia.

Deriving \(I_z = I_x + I_y\) step 1 of 3
1

\[ I_x = \int y^2\,dm, \qquad I_y = \int x^2\,dm \]

Why. the distance of the particle at \((x, y, 0)\) from the x axis is \(|y|\), and from the y axis \(|x|\).

theorem 1.3
The perpendicular-axis theorem

Take a lamina and two perpendicular axes in its plane. About a third axis, perpendicular to the plane through their meeting point, \(I_z = I_x + I_y\).

RememberPerpendicular-axis theorem
\[ I_z = I_x + I_y \]
Holds whena lamina (a flat body) only. x and y lie in its plane, z is perpendicular to it, and all three axes meet at one point.
Symbols\(I_x\), \(I_y\) the moments of inertia about the two in-plane axes; \(I_z\) that about the perpendicular axis
Unitsall in kg m²
Three axes through the centre of a plateA thin rectangular plate of mass 2 kilograms, 0.4 metre wide and 0.3 metre tall, lies in the page. The x axis and the y axis lie in the plate and cross at its centre O; the z axis passes through O perpendicular to the page. About x, I is M times 0.3 squared over 12, 0.015 kilogram square metre. About y, I is M times 0.4 squared over 12, about 0.027. About z, I is 0.042, the sum of the two. x y z 0.4 m 0.3 m Ix = 0.015 kg m² Iy = 0.027 kg m² Iz = Ix + Iy = 0.042 kg m²
Fig 6.1A plate of \(2\,\text{kg}\), \(0.4\,\text{m}\) wide and \(0.3\,\text{m}\) tall. About the x axis, \(I_x = M(0.3)^2/12 = 0.015\,\text{kg m}^2\); about the y axis, \(I_y = M(0.4)^2/12 \approx 0.027\,\text{kg m}^2\). About z, perpendicular to the plate, \(I_z \approx 0.042\,\text{kg m}^2\), their sum.

The plate in Fig 6.1 checks the theorem against the table. About the x axis each strip of the plate behaves like a rod across it, so \(I_x = Mb^2/12\) with the height \(b = 0.3\,\text{m}\). In the same way \(I_y = Ma^2/12\) with the width \(a = 0.4\,\text{m}\). Their sum, \(M(a^2 + b^2)/12\), is exactly the table's value for a plate about its perpendicular axis. The four masses of lesson 3 obey it too: \(12 = 8 + 4\).

CheckpointUnanswered

A student applies \(I_z = I_x + I_y\) to a solid sphere, using \(\tfrac25 MR^2\) for each diameter, and finds \(\tfrac45 MR^2\) about a third diameter. The true value is \(\tfrac25 MR^2\). What went wrong?

Diameters and tangents

The diameters of a disc and a ring

The table of lesson 4 promised two entries: a disc and a ring about a diameter. Take x and y along two perpendicular diameters of a uniform disc. By symmetry the disc looks the same about every diameter, so \(I_x = I_y\). The theorem then gives \(I_x + I_y = I_z = \tfrac12 MR^2\). So each diameter has \(I = \tfrac14 MR^2\). The same steps for a ring give \(\tfrac12 MR^2\) about a diameter.

Four axes of one discA uniform disc of mass M and radius R with centre C. Chips choose the axis. Perpendicular to the disc through C, I is M R squared over 2. About a diameter, lying in the disc, I is M R squared over 4, by the perpendicular-axis theorem. About a tangent in the plane of the disc, parallel to a diameter at distance R, I is 5 M R squared over 4. About an axis perpendicular to the disc through a point of the rim, I is 3 M R squared over 2. C centre, perpendicular: I = MR²/2
Fig 6.2One uniform disc of mass \(M\) and radius \(R\), about four axes. Choose a chip. Through the centre perpendicular to the disc, \(MR^2/2\). About a diameter, \(MR^2/4\). About a tangent in its plane, \(5MR^2/4\). About an axis perpendicular to the disc through a rim point, \(3MR^2/2\).

The last two chips in Fig 6.2 need both theorems. A tangent in the plane of the disc is parallel to a diameter, at distance \(R\). So the parallel-axis theorem gives \(I = \tfrac14 MR^2 + MR^2 = \tfrac54 MR^2\). The axis through a rim point perpendicular to the disc is parallel to the central perpendicular axis, again at \(R\): \(I = \tfrac12 MR^2 + MR^2 = \tfrac32 MR^2\).

ExampleA ring hung from a nail

A thin ring of mass \(0.2\,\text{kg}\) and radius \(0.1\,\text{m}\) hangs from a nail. It can swing in its own plane, or out of it about the tangent at the nail. Find its moment of inertia about each axis.

Reveal one step at a time and finish the rest yourself.

A square plate turns alike about many axes

The theorem also gives a surprise. For a square plate of side \(a\), the table gives \(I_z = \tfrac16 Ma^2\) about the perpendicular axis through the centre. Now take any pair of perpendicular axes in the plane through the centre, at any angle to the sides. The square looks the same after a quarter turn, so the two axes of the pair have equal \(I\). Each is therefore \(\tfrac{1}{12}Ma^2\), whatever the angle: a diagonal has the same \(I\) as a line parallel to a side.

CheckpointUnanswered

A uniform square plate of mass \(M\) and side \(a\) turns about one of its diagonals. What is its moment of inertia?

Checkpoint · select all that applyUnanswered

A uniform disc has mass \(M\) and radius \(R\). Which of these are correct?

Bodies with cavities
Maths you need

Bodies with holes

Moments of inertia add, so they also subtract. A disc with a hole is what remains when a plug is cut out of a whole disc. Every particle of the whole disc belongs either to what remains or to the plug. So \(I_{\text{whole}} = I_{\text{remaining}} + I_{\text{plug}}\), with every term about the same axis. Rearranged, this gives the moment of inertia of a body with a cavity.

RememberMoment of inertia of a body with a cavity
\[ I_{\text{remaining}} = I_{\text{whole}} - I_{\text{plug}}, \qquad m_{\text{plug}} = M_{\text{whole}}\,\dfrac{A_{\text{plug}}}{A_{\text{whole}}} \]
Holds whena uniform body; all moments of inertia about the same axis. The mass ratio uses areas for a lamina and volumes for a solid.
Symbols\(I_{\text{whole}}\) for the body without the hole; \(I_{\text{plug}}\) for the piece cut out; \(M_{\text{whole}}\) the mass the body would have without the hole; \(A\) areas
Units\(I\) in kg m², masses in kg

The plug is rarely centred on the axis, so its moment of inertia comes from the parallel-axis theorem. Its mass comes from the same density as the whole body. If a problem gives the mass of the body with the hole, find the whole body's mass first, from the ratio of areas.

ExampleA disc with a hole cut near its rim

A uniform disc of radius \(0.4\,\text{m}\) would have a mass of \(8\,\text{kg}\) if it were whole. A circular hole of radius \(0.2\,\text{m}\) is cut from it, with the centre of the hole \(0.2\,\text{m}\) from the centre O of the disc. Find the moment of inertia of what remains about the axis through O, perpendicular to the disc.

Reveal one step at a time and finish the rest yourself.
A disc with a hole, by subtractionA uniform disc of radius 0.4 metre would have a mass of 8 kilograms if it were whole. A hole of radius 0.2 metre is cut with its centre 0.2 metre from the centre O, so the plug removed has a mass of 2 kilograms. The axis passes through O perpendicular to the page. Chips show the whole disc, 0.64 kilogram square metre; the plug alone about the same axis, 0.12, by the parallel-axis theorem; and the disc with the hole, 0.64 minus 0.12, which is 0.52. d O whole disc: I = ½ × 8 × 0.4² = 0.64 kg m²
Fig 6.3The disc of the example. Choose a chip. The whole disc has \(0.64\,\text{kg m}^2\) about O. The plug alone, about the same axis, has \(0.04 + 0.08 = 0.12\,\text{kg m}^2\). What remains has the difference, \(0.52\,\text{kg m}^2\).

When the hole is centred on the axis, no shift is needed. A washer of outer radius \(R\) and inner radius \(r\) is a disc minus a smaller disc. With \(m\) the washer's own mass, the subtraction gives \(I = \tfrac12 m(R^2 + r^2)\). It lies between the disc's \(\tfrac12 mR^2\) and the ring's \(mR^2\), as it should.

Deeper

The same subtraction works for solids. A thick spherical shell of outer radius \(R\) and inner radius \(r\) is a solid sphere minus a smaller one. With masses in proportion to \(R^3\) and \(r^3\), it gives \(I = \tfrac25 m\,\dfrac{R^5 - r^5}{R^3 - r^3}\). As \(r\) approaches \(R\), this tends to the thin shell's \(\tfrac23 mR^2\).

Checkpoint · numericUnanswered

A steel washer has an outer radius of \(0.2\,\text{m}\), an inner radius of \(0.1\,\text{m}\) and a mass of \(0.6\,\text{kg}\). Find its moment of inertia about its central axis, perpendicular to it, in kg m².

kg m²± 2 %
CheckpointUnanswered

A uniform disc of mass \(M\) and radius \(R\) has a concentric hole of radius \(R/2\) cut from it. Here \(M\) is the mass before cutting. What is the moment of inertia of what remains about the central perpendicular axis?

Checkpoint · in your own wordsUnanswered

In a cavity problem, why must the plug's mass come from the density of the whole body? Why not use the mass of what remains?

In the world
Holes that make a machine quicker

The chain wheel of a racing bicycle, and many gears in machines, have neat round holes cut through them. Engineers call them lightening holes. They remove mass, but the designers place them carefully. Holes near the rim remove much more moment of inertia than holes near the axle. So the wheel gains and loses speed more readily when the rider pushes or brakes.

Now return to the two thalis. Spinning flat, a thali has \(I = \tfrac12 MR^2\) about its central axis, if we treat it as a disc. Flipped about a diameter it has \(\tfrac14 MR^2\), exactly half. The perpendicular-axis theorem shows why: the flat spin uses both in-plane axes at once, while the flip uses only one of them.

Exam traps
  1. Using the perpendicular-axis theorem for a sphere, a cylinder or any body with thickness.
    It holds only for flat bodies, with x and y in the plane and z perpendicular to it.
  2. Using axes that do not meet at one point.
    The three axes of \(I_z = I_x + I_y\) must meet at one point of the lamina.
  3. Taking the plug's moment of inertia about its own centre.
    Subtract the plug's \(I\) about the same axis as the whole body, using the parallel-axis theorem.
  4. Taking the given mass of a body with a hole as the whole body's mass.
    Scale up by the ratio of areas, or volumes, to find the mass the body would have without the hole.