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Polytropic Processes, Free Expansion and Cycles

15 min read3 ideas7 checks2 figures to playBy Asheshanand Acharya
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Polytropic processes
Maths you need

One law for every process

Real compressors and engines rarely follow an exact isotherm or adiabat. Their paths are well described by \(pV^x = \text{constant}\), where the number \(x\) is the polytropic index. A process of this kind is a polytropic process. The four processes of the last two lessons are all special cases. This lesson uses \(R = 8.31\,\text{J/(mol K)}\), with \(C_v = \tfrac32 R\) for a monatomic gas and \(\tfrac52 R\) for a diatomic gas.

Put in the special values. With \(x = 0\), \(p\) is constant: isobaric. With \(x = 1\), \(pV\) is constant: isothermal. With \(x = \gamma\), the process is adiabatic. As \(x\) grows very large, \(p^{1/x}V = \text{constant}\) tends to \(V = \text{constant}\): isochoric. Other values are allowed too. A gas whose pressure rises in proportion to its volume has \(p/V\) constant, so \(x = -1\).

The work follows as in the adiabatic case. Integrating \(p = KV^{-x}\) gives \(W = (p_1V_1 - p_2V_2)/(x - 1)\), which is \(nR(T_1 - T_2)/(x - 1)\). The same steps as in the last lesson also give \(TV^{x-1} = \text{constant}\) and \(Tp^{(1-x)/x} = \text{constant}\). A compressor with \(x = 1.3\) takes air at \(300\,\text{K}\) from \(1\,\text{atm}\) to \(6\,\text{atm}\). It delivers it at \(T = 300 \times 6^{0.3/1.3} = 454\,\text{K}\).

The heat is found from the first law, one mole at a time. The derivation below gives the molar heat capacity of the process.

Deriving \(C = C_v + \dfrac{R}{1 - x}\) step 1 of 5
1

\[ C\,dT = C_v\,dT + p\,dV \]

Why. the first law for one mole, with the heat written as \(C\,dT\) by the meaning of a molar heat capacity.

RememberThe polytropic process
\[ pV^x = \text{const}, \qquad W = \dfrac{p_1V_1 - p_2V_2}{x - 1} = \dfrac{nR(T_1 - T_2)}{x - 1}, \qquad C = C_v + \dfrac{R}{1 - x} \]
Holds whena quasi-static process of an ideal gas with \(x \ne 1\); at \(x = 1\) the work is \(nRT\ln(V_2/V_1)\).
Symbols\(x\) polytropic index, \(p\) pressure, \(V\) volume, \(W\) work done by the gas, \(n\) number of moles, \(R\) gas constant, \(T\) temperature, \(C\) molar heat capacity of the process, \(C_v\) molar heat capacity at constant volume
Units\(W\) in J; \(C\) in J/(mol K)

The formula passes every test. At \(x = 0\) it gives \(C_v + R = C_p\). At \(x = \gamma\) it gives \(C_v - C_v = 0\), since \(R/(1-\gamma) = -C_v\): no heat, as an adiabat should. As \(x\) grows very large it gives \(C_v\). At \(x = 1\) it blows up, and rightly so. An isothermal gas takes in heat with no change of temperature, so the heat per kelvin is infinite.

The family of polytropic processesA pressure-volume graph through the state A, 25 litres and 100 kilopascals, for a diatomic gas. A slider sets the polytropic index x from minus 1 to 3 and the curve p V to the x equal to a constant is redrawn through A, with the work from 25 to 50 litres shaded under it. At x equal to 0 the curve is a horizontal isobar, at 1 an isotherm, at 1.4 the adiabat, and as x grows it approaches the vertical isochoric line marked x tends to infinity. The first readout gives the molar heat capacity C equal to C_v plus R over 1 minus x: 3.5R at x equal to 0, infinite at 1, zero at 1.4, and negative between 1 and 1.4. The second gives the work.102030405050100150OV (L)p (kPa) W x → ∞ A x = 1.5: C = 0.50R W from 25 L to 50 L = 1464 J
SimCurves \(pV^x = \text{constant}\) through the state A, \(25\,\text{L}\) and \(100\,\text{kPa}\), for a diatomic gas. Move the slider. The shaded area is the work from \(25\) to \(50\,\text{L}\), and the readout gives the molar heat capacity of the process.

Move the slider in the figure above from \(x = 0\) upwards. The curve swings from a flat isobar through the isotherm and the adiabat towards the vertical line. The work from \(25\) to \(50\,\text{L}\) falls from \(2500\,\text{J}\) to \(1733\,\text{J}\) at \(x = 1\), and to \(1513\,\text{J}\) at \(x = 1.4\). Between \(x = 1\) and \(x = 1.4\) the heat capacity is negative: at \(x = 1.2\), \(C = 2.5R - 5R = -2.5R\).

What does a negative heat capacity mean? Between \(x = 1\) and \(x = \gamma\), an expanding gas does more work than the heat it takes in. It makes up the difference from its internal energy, so it cools while heat flows in. Run backwards, the gas warms while it gives out heat. Nothing is wrong with the first law. \(C\) is simply heat per kelvin, and here heat and temperature change in opposite directions.

ExampleA monatomic gas along \(pV^2 = \text{constant}\)

One mole of a monatomic ideal gas at \(300\,\text{K}\) expands along \(pV^2 = \text{constant}\) from \(V\) to \(3V\). Find its final temperature, the work it does, the change in its internal energy and the heat it takes in.

Try it on paper first. The solution is one tap away when you are ready.
Checkpoint · numericUnanswered

A diatomic ideal gas is taken through a polytropic process whose molar heat capacity is \(3R\). What is the polytropic index \(x\)?

± 2 %
CheckpointUnanswered

A monatomic gas follows \(pV^{1.5} = \text{constant}\). What is its molar heat capacity in this process?

Free expansion

A gas rushing into nothing

A rigid, insulated box is split in two by a partition. One half holds a gas, and the other half is empty. Now the partition is removed. The gas rushes into the empty half and soon fills the whole box. This is a free expansion.

Free expansion into a vacuumA rigid, insulated box is split by a partition. The left half holds an ideal gas at 2 atmospheres, 1 litre and 300 kelvin; the right half is a vacuum. At one second the partition goes and the gas rushes into the empty half; while it rushes there is no single pressure. It settles at 1 atmosphere and 2 litres. Follow the coloured molecule: it moves as fast at the end as at the start, because the temperature is still 300 kelvin. The gas pushed nothing back, so it did no work, and no heat crossed the insulated walls, so its internal energy did not change. vacuum before: 2 atm, 1 L, 300 K W = 0, Q = 0, ΔU = 0
Fig 6.1An ideal gas at \(2\,\text{atm}\), \(1\,\text{L}\) and \(300\,\text{K}\) fills half a rigid insulated box; the other half is a vacuum. The partition goes, and the gas settles at \(1\,\text{atm}\) and \(2\,\text{L}\), still at \(300\,\text{K}\). The marked molecule moves as fast at the end as at the start.

Apply the first law to Fig 6.1. The gas pushes against nothing as it spreads, because a vacuum offers no pressure. The walls do not move. So the gas does no work: \(W = 0\). The walls are insulated, so \(Q = 0\). Then \(\Delta U = Q - W = 0\). The internal energy of an ideal gas depends on \(T\) alone, so the temperature is unchanged, \(300\,\text{K}\). By \(pV = nRT\), doubling the volume halves the pressure, to \(1\,\text{atm}\).

The start and the end have the same temperature. Is the process isothermal? No. While the gas rushes, it is dense in one place and thin in another, so it has no single pressure or temperature. It is not quasi-static and cannot be drawn on the \(p\)-\(V\) diagram. Only its two end states are points. Its end states happen to lie on one isotherm, but the gas never followed it. It is also an irreversible process. The gas never gathers itself back into one half on its own.

A real gas does cool a little. Its molecules attract one another, and spreading them apart takes energy. With \(Q = 0\) and \(W = 0\), that energy must come from the kinetic energy of the molecules. So the temperature drops slightly. An ideal gas has no attraction and does not cool at all.

Checkpoint · numericUnanswered

One mole of an ideal gas at \(300\,\text{K}\) triples its volume, once isothermally and once in a free expansion. How much more heat does it take in during the isothermal expansion, in joules?

J± 2 %
Checkpoint · select all that applyUnanswered

An ideal gas undergoes a free expansion in an insulated vessel. Which statements are correct?

Story · James Prescott Joule, 1845
Two copper vessels in a tub

In 1845 James Prescott Joule joined two copper vessels by a tap. He filled one with air at about twenty atmospheres and pumped the other empty. He sank both in a tub of water and opened the tap. The air rushed from one vessel into the other. His thermometer in the water, which could read tiny changes, showed no change at all. The internal energy of the air, he concluded, did not depend on its volume.

Solving a cycle leg by leg
Maths you need

A cycle, leg by leg

A cycle problem looks long, but it has one method. Split the cycle into its legs. For each leg find \(W\) from the area, \(\Delta U\) from \(nC_v\,\Delta T\), and \(Q\) from the first law. Put the three numbers in a row of a table. For an ideal gas \(nC_v\,\Delta T = (C_v/R)\,\Delta(pV)\), so the temperatures are not even needed. For a monatomic gas, \(\Delta U = \tfrac32\,\Delta(pV)\).

A cycle, leg by legA monatomic ideal gas goes round a rectangular cycle on a pressure-volume graph: A at 10 litres and 100 kilopascals, B at 10 litres and 300, C at 30 litres and 300, D at 30 litres and 100. Under the graph a table has a row for each leg with columns Q, W and delta U. Chips run the whole cycle or one leg, and each row fills when its leg is done. A to B, warming at constant volume: Q 3000, W 0, delta U 3000 joules. B to C, expanding at constant pressure: Q 15000, W 6000, delta U 9000. C to D, cooling at constant volume: Q minus 9000, W 0, delta U minus 9000. D to A, compressed at constant pressure: Q minus 5000, W minus 2000, delta U minus 3000. Round the whole cycle delta U adds to zero, and the net heat and the net work are both 4000 joules, the area of the rectangle.102030100200300OV (L)p (kPa) A B C D Q W ΔU A to B B to C C to D D to A cycle
Fig 6.2A monatomic ideal gas goes round the rectangle A (\(10\,\text{L}\), \(100\,\text{kPa}\)), B (\(10\,\text{L}\), \(300\,\text{kPa}\)), C (\(30\,\text{L}\), \(300\,\text{kPa}\)), D (\(30\,\text{L}\), \(100\,\text{kPa}\)). Each row of the table fills as its leg is run. Round the cycle \(\Delta U\) adds to zero, and the net heat equals the net work, \(4000\,\text{J}\).

Run the chips of Fig 6.2 one by one. A to B warms the gas at constant volume: \(W = 0\) and \(Q = \Delta U = \tfrac32(3000 - 1000) = 3000\,\text{J}\). B to C expands at \(300\,\text{kPa}\): \(W = 300 \times 20 = 6000\,\text{J}\) and \(\Delta U = 9000\,\text{J}\), so \(Q = 15\,000\,\text{J}\). C to D cools at constant volume: \(Q = \Delta U = -9000\,\text{J}\). D to A is compressed at \(100\,\text{kPa}\): \(W = -2000\,\text{J}\), \(\Delta U = -3000\,\text{J}\) and \(Q = -5000\,\text{J}\).

Add the columns. The \(\Delta U\) column gives \(3000 + 9000 - 9000 - 3000 = 0\), as it must. The \(W\) column gives \(4000\,\text{J}\), the area of the rectangle, \(200 \times 20\). The \(Q\) column also gives \(4000\,\text{J}\). The gas absorbed \(18\,000\,\text{J}\) on the first two legs and turned \(4000/18\,000 = 22\,\%\) of it into work. The next chapter calls this fraction the efficiency.

ExampleA cycle with an isothermal leg

A monatomic ideal gas starts at A (\(100\,\text{kPa}\), \(10\,\text{L}\)). It expands isothermally to B (\(20\,\text{L}\)), is compressed at constant pressure to C (\(10\,\text{L}\)), and is warmed at constant volume back to A. Find \(Q\), \(W\) and \(\Delta U\) for each leg and the net work.

Reveal one step at a time and finish the rest yourself.
Checkpoint · numericUnanswered

In each cycle a gas absorbs \(3000\,\text{J}\) of heat and rejects \(2100\,\text{J}\). What percentage of the heat absorbed becomes work?

%± 2 %
CheckpointUnanswered

In the rectangular cycle of Fig 6.2 the gas is compressed from D to A at \(100\,\text{kPa}\). Why does it give out \(5000\,\text{J}\) of heat when only \(2000\,\text{J}\) of work is done on it?

CheckpointUnanswered

A cycle is traced anticlockwise on the \(p\)-\(V\) diagram and encloses \(400\,\text{J}\). What happens over one cycle?

Exam traps
  1. Using \(n\) for both the number of moles and the polytropic index.
    This book writes the index as \(x\): \(pV^x = \text{constant}\) and \(W = nR(T_1 - T_2)/(x - 1)\).
  2. Calling a free expansion isothermal.
    The end temperatures are equal, but the gas passes through no equilibrium states. It has no path at all.
  3. Adding the rejected heat to the absorbed heat.
    Rejected heat is negative. The net heat of a cycle is absorbed minus rejected, and it equals the net work.